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Steering Generative Models with Experimental Data for Protein Fitness Optimization

Yang, Jason, Chu, Wenda, Khalil, Daniel, Astudillo, Raul, Wittmann, Bruce J., Arnold, Frances H., Yue, Yisong

arXiv.org Artificial Intelligence

Protein fitness optimization involves finding a protein sequence that maximizes desired quantitative properties in a combinatorially large design space of possible sequences. Recent advances in steering protein generative models (e.g., diffusion models and language models) with labeled data offer a promising approach. However, most previous studies have optimized surrogate rewards and/or utilized large amounts of labeled data for steering, making it unclear how well existing methods perform and compare to each other in real-world optimization campaigns where fitness is measured through low-throughput wet-lab assays. In this study, we explore fitness optimization using small amounts (hundreds) of labeled sequence-fitness pairs and comprehensively evaluate strategies such as classifier guidance and posterior sampling for guiding generation from different discrete diffusion models of protein sequences. We also demonstrate how guidance can be integrated into adaptive sequence selection akin to Thompson sampling in Bayesian optimization, showing that plug-and-play guidance strategies offer advantages over alternatives such as reinforcement learning with protein language models. Overall, we provide practical insights into how to effectively steer modern generative models for next-generation protein fitness optimization.


Attention-Guided Deep Adversarial Temporal Subspace Clustering (A-DATSC) Model for multivariate spatiotemporal data

Nji, Francis Ndikum, Janeja, Vandana, Wang, Jianwu

arXiv.org Artificial Intelligence

Deep subspace clustering models are vital for applications such as snowmelt detection, sea ice tracking, crop health monitoring, infectious disease modeling, network load prediction, and land-use planning, where multivariate spatiotemporal data exhibit complex temporal dependencies and reside on multiple nonlinear manifolds beyond the capability of traditional clustering methods. These models project data into a latent space where samples lie in linear subspaces and exploit the self-expressiveness property to uncover intrinsic relationships. Despite their success, existing methods face major limitations: they use shallow autoencoders that ignore clustering errors, emphasize global features while neglecting local structure, fail to model long-range dependencies and positional information, and are rarely applied to 4D spatiotemporal data. To address these issues, we propose A-DATSC (Attention-Guided Deep Adversarial Temporal Subspace Clustering), a model combining a deep subspace clustering generator and a quality-verifying discriminator. The generator, inspired by U-Net, preserves spatial and temporal integrity through stacked TimeDistributed ConvLSTM2D layers, reducing parameters and enhancing generalization. A graph attention transformer based self-expressive network captures local spatial relationships, global dependencies, and both short- and long-range correlations. Experiments on three real-world multivariate spatiotemporal datasets show that A-DATSC achieves substantially superior clustering performance compared to state-of-the-art deep subspace clustering models.


Adaptive Optimizable Gaussian Process Regression Linear Least Squares Regression Filtering Method for SEM Images

Ong, D. Chee Yong, Bukhori, I., Sim, K. S., Gan, K. Beng

arXiv.org Artificial Intelligence

Scanning Electron Microscopy (SEM) images often suffer from noise contamination, which degrades image quality and affects further analysis. This research presents a complete approach to estimate their Signal-to-Noise Ratio (SNR) and noise variance (NV), and enhance image quality using NV-guided Wiener filter. The main idea of this study is to use a good SNR estimation technique and infuse a machine learning model to estimate NV of the SEM image, which then guides the wiener filter to remove the noise, providing a more robust and accurate SEM image filtering pipeline. First, we investigate five different SNR estimation techniques, namely Nearest Neighbourhood (NN) method, First-Order Linear Interpolation (FOL) method, Nearest Neighbourhood with First-Order Linear Interpolation (NN+FOL) method, Non-Linear Least Squares Regression (NLLSR) method, and Linear Least Squares Regression (LSR) method. It is shown that LSR method to perform better than the rest. Then, Support Vector Machines (SVM) and Gaussian Process Regression (GPR) are tested by pairing it with LSR. In this test, the Optimizable GPR model shows the highest accuracy and it stands as the most effective solution for NV estimation. Combining these results lead to the proposed Adaptive Optimizable Gaussian Process Regression Linear Least Squares Regression (AO-GPRLLSR) Filtering pipeline. The AO-GPRLLSR method generated an estimated noise variance which served as input to NV-guided Wiener filter for improving the quality of SEM images. The proposed method is shown to achieve notable success in estimating SNR and NV of SEM images and leads to lower Mean Squared Error (MSE) after the filtering process.


ClauseLens: Clause-Grounded, CVaR-Constrained Reinforcement Learning for Trustworthy Reinsurance Pricing

Dong, Stella C., Finlay, James R.

arXiv.org Machine Learning

Reinsurance treaty pricing must satisfy stringent regulatory standards, yet current quoting practices remain opaque and difficult to audit. We introduce ClauseLens, a clause-grounded reinforcement learning framework that produces transparent, regulation-compliant, and risk-aware treaty quotes. ClauseLens models the quoting task as a Risk-Aware Constrained Markov Decision Process (RA-CMDP). Statutory and policy clauses are retrieved from legal and underwriting corpora, embedded into the agent's observations, and used both to constrain feasible actions and to generate clause-grounded natural language justifications. Evaluated in a multi-agent treaty simulator calibrated to industry data, ClauseLens reduces solvency violations by 51%, improves tail-risk performance by 27.9% (CVaR_0.10), and achieves 88.2% accuracy in clause-grounded explanations with retrieval precision of 87.4% and recall of 91.1%. These findings demonstrate that embedding legal context into both decision and explanation pathways yields interpretable, auditable, and regulation-aligned quoting behavior consistent with Solvency II, NAIC RBC, and the EU AI Act.


Adversarial Machine Learning Attacks on Financial Reporting via Maximum Violated Multi-Objective Attack

Raff, Edward, Kukla, Karen, Benaroch, Michel, Comprix, Joseph

arXiv.org Machine Learning

Bad actors, primarily distressed firms, have the incentive and desire to manipulate their financial reports to hide their distress and derive personal gains. As attackers, these firms are motivated by potentially millions of dollars and the availability of many publicly disclosed and used financial modeling frameworks. Existing attack methods do not work on this data due to anti-correlated objectives that must both be satisfied for the attacker to succeed. We introduce Maximum Violated Multi-Objective (MVMO) attacks that adapt the attacker's search direction to find $20\times$ more satisfying attacks compared to standard attacks. The result is that in $\approx50\%$ of cases, a company could inflate their earnings by 100-200%, while simultaneously reducing their fraud scores by 15%. By working with lawyers and professional accountants, we ensure our threat model is realistic to how such frauds are performed in practice.


Duality and Policy Evaluation in Distributionally Robust Bayesian Diffusion Control

Blanchet, Jose, Cheng, Jiayi, Liu, Hao, Liu, Yang

arXiv.org Machine Learning

We consider a Bayesian diffusion control problem of expected terminal utility maximization. The controller imposes a prior distribution on the unknown drift of an underlying diffusion. The Bayesian optimal control, tracking the posterior distribution of the unknown drift, can be characterized explicitly. However, in practice, the prior will generally be incorrectly specified, and the degree of model misspecification can have a significant impact on policy performance. To mitigate this and reduce overpessimism, we introduce a distributionally robust Bayesian control (DRBC) formulation in which the controller plays a game against an adversary who selects a prior in divergence neighborhood of a baseline prior. The adversarial approach has been studied in economics and efficient algorithms have been proposed in static optimization settings. We develop a strong duality result for our DRBC formulation. Combining these results together with tools from stochastic analysis, we are able to derive a loss that can be efficiently trained (as we demonstrate in our numerical experiments) using a suitable neural network architecture. As a result, we obtain an effective algorithm for computing the DRBC optimal strategy. The methodology for computing the DRBC optimal strategy is greatly simplified, as we show, in the important case in which the adversary chooses a prior from a Kullback-Leibler distributional uncertainty set.


Solving Boltzmann Optimization Problems with Deep Learning

Knoll, Fiona, Daly, John T., Meyer, Jess J.

arXiv.org Artificial Intelligence

Decades of exponential scaling in high performance computing (HPC) efficiency is coming to an end. Transistor based logic in complementary metal-oxide semiconductor (CMOS) technology is approaching physical limits beyond which further miniaturization will be impossible. Future HPC efficiency gains will necessarily rely on new technologies and paradigms of compute. The Ising model shows particular promise as a future framework for highly energy efficient computation. Ising systems are able to operate at energies approaching thermodynamic limits for energy consumption of computation. Ising systems can function as both logic and memory. Thus, they have the potential to significantly reduce energy costs inherent to CMOS computing by eliminating costly data movement. The challenge in creating Ising-based hardware is in optimizing useful circuits that produce correct results on fundamentally nondeterministic hardware. The contribution of this paper is a novel machine learning approach, a combination of deep neural networks and random forests, for efficiently solving optimization problems that minimize sources of error in the Ising model. In addition, we provide a process to express a Boltzmann probability optimization problem as a supervised machine learning problem.


Small Effect Sizes in Malware Detection? Make Harder Train/Test Splits!

Patel, Tirth, Lu, Fred, Raff, Edward, Nicholas, Charles, Matuszek, Cynthia, Holt, James

arXiv.org Artificial Intelligence

Industry practitioners care about small improvements in malware detection accuracy because their models are deployed to hundreds of millions of machines, meaning a 0.1\% change can cause an overwhelming number of false positives. However, academic research is often restrained to public datasets on the order of ten thousand samples and is too small to detect improvements that may be relevant to industry. Working within these constraints, we devise an approach to generate a benchmark of configurable difficulty from a pool of available samples. This is done by leveraging malware family information from tools like AVClass to construct training/test splits that have different generalization rates, as measured by a secondary model. Our experiments will demonstrate that using a less accurate secondary model with disparate features is effective at producing benchmarks for a more sophisticated target model that is under evaluation. We also ablate against alternative designs to show the need for our approach.


Rockafellian Relaxation and Stochastic Optimization under Perturbations

Royset, Johannes O., Chen, Louis L., Eckstrand, Eric

arXiv.org Artificial Intelligence

In practice, optimization models are often prone to unavoidable inaccuracies due to dubious assumptions and corrupted data. Traditionally, this placed special emphasis on risk-based and robust formulations, and their focus on ``conservative" decisions. We develop, in contrast, an ``optimistic" framework based on Rockafellian relaxations in which optimization is conducted not only over the original decision space but also jointly with a choice of model perturbation. The framework enables us to address challenging problems with ambiguous probability distributions from the areas of two-stage stochastic optimization without relatively complete recourse, probability functions lacking continuity properties, expectation constraints, and outlier analysis. We are also able to circumvent the fundamental difficulty in stochastic optimization that convergence of distributions fails to guarantee convergence of expectations. The framework centers on the novel concepts of exact and limit-exact Rockafellians, with interpretations of ``negative'' regularization emerging in certain settings. We illustrate the role of Phi-divergence, examine rates of convergence under changing distributions, and explore extensions to first-order optimality conditions. The main development is free of assumptions about convexity, smoothness, and even continuity of objective functions. Numerical results in the setting of computer vision and text analytics with label noise illustrate the framework.


Adaptive, Doubly Optimal No-Regret Learning in Strongly Monotone and Exp-Concave Games with Gradient Feedback

Jordan, Michael I., Lin, Tianyi, Zhou, Zhengyuan

arXiv.org Artificial Intelligence

Online gradient descent (OGD) is well known to be doubly optimal under strong convexity or monotonicity assumptions: (1) in the single-agent setting, it achieves an optimal regret of $\Theta(\log T)$ for strongly convex cost functions; and (2) in the multi-agent setting of strongly monotone games, with each agent employing OGD, we obtain last-iterate convergence of the joint action to a unique Nash equilibrium at an optimal rate of $\Theta(\frac{1}{T})$. While these finite-time guarantees highlight its merits, OGD has the drawback that it requires knowing the strong convexity/monotonicity parameters. In this paper, we design a fully adaptive OGD algorithm, \textsf{AdaOGD}, that does not require a priori knowledge of these parameters. In the single-agent setting, our algorithm achieves $O(\log^2(T))$ regret under strong convexity, which is optimal up to a log factor. Further, if each agent employs \textsf{AdaOGD} in strongly monotone games, the joint action converges in a last-iterate sense to a unique Nash equilibrium at a rate of $O(\frac{\log^3 T}{T})$, again optimal up to log factors. We illustrate our algorithms in a learning version of the classical newsvendor problem, where due to lost sales, only (noisy) gradient feedback can be observed. Our results immediately yield the first feasible and near-optimal algorithm for both the single-retailer and multi-retailer settings. We also extend our results to the more general setting of exp-concave cost functions and games, using the online Newton step (ONS) algorithm.